FINRA Orders American Portfolios to Return $1.2M to Customers Over UIT Supervision Failures
FINRA orders American Portfolios to return $1.2M to customers harmed by unsupervised unit investment trust sales.
FCA Launches High Court Action Against Hunter Jones Over Unauthorised Investment Activity
FCA launches High Court action against Hunter Jones for conducting unauthorised regulated activity, seeks operational halt and investor restitution.
Central Bank of Ireland Appoints Simon Sloan as Director of Strategy and Governance
Central Bank of Ireland names Simon Sloan as Director of Strategy and Governance, replacing Glenn Calverley.
BaFin Warns of Unauthorized Share Offering by GoldRock Industries Ltd.
BaFin suspects GoldRock Industries Ltd. is offering shares publicly without required prospectus approval.
BaFin Issues Identity Fraud Warning Against Unauthorized Term Deposit Website
BaFin warns consumers against unauthorized term deposit website festgeldlotse(.)de operating under false identity.
Brazil’s Securities Regulator Imposes R$200M in Fines Over Fraudulent Real Estate Fund Scheme
Brazil's CVM issues R$200M+ in fines against 16 parties for fraudulent Brazil Realty FII distribution scheme.
BaFin Issues Warning Against Unauthorized Crypto and Financial Services Provider xlla.tech
BaFin warns consumers about xlla.tech, an unauthorized platform offering financial and crypto services without required German regulatory approval.
Critical Cisco Email Gateway Vulnerability Under Active Exploitation, Luxembourg Regulator Warns Financial Firms
CSSF alerts financial entities to active exploitation of Cisco Secure Email Gateway vulnerability enabling remote code execution.
Brazil’s CVM Accepts Settlement Agreements from Pet Center Executive and Investment Trader
CVM accepts settlement agreements totaling R$ 588,000 from Pet Center executive and trader over alleged market violations.
Hong Kong Regulator Issues Urgent Fraud Alert as Five Banks Report Phishing Attacks
HKMA alerts public to phishing scams targeting five major Hong Kong banks targeting customer credentials.