Nasdaq Fines TD Arranged Services $29,166 for Failing to Monitor Manipulative Trading
Nasdaq fines TD Arranged Services $29,166 for inadequate surveillance systems designed to detect manipulative trading in omnibus accounts.
Nasdaq fines TD Arranged Services $29,166 for inadequate surveillance systems designed to detect manipulative trading in omnibus accounts.
Nasdaq Ventures invests $100M in Payward to develop tokenized equities infrastructure launching in 2027.
Nasdaq settles with UBS Securities over deficient market access controls for warrant orders during 2023-2025 period.
Kalshi deploys Nasdaq Market Surveillance across prediction markets to enhance monitoring and regulatory compliance.
Nasdaq acquires Dasseti to integrate AI-powered due diligence capabilities into Nasdaq eVestment, addressing institutional workflow fragmentation.
Nasdaq reports 15% adjusted revenue growth in Q2 powered by record SpaceX IPO and $1 trillion index milestone.