Central Bank of Ireland Warns Against Unauthorised Investment Firm Yield Abroad Ltd
Central Bank of Ireland flags Yield Abroad Ltd as unauthorised investment firm operating without regulatory approval.
Al-Sudairi Appointed as CMA Chairman with Ministerial Rank
Mazen Turki Al-Sudairi appointed as CMA Chairman with ministerial rank by Royal Order on August 16, 2026.
FCA Bans SVS Securities Ex-CEO Over Pension Fund Mismanagement
FCA bans former SVS Securities CEO and fines him £56,400 for mismanaging pension funds and prioritizing firm profits over customer protection.
BaFin Fines Companisto Trust Service for Failing to Disclose Investment Product Information
BaFin fines Companisto Trust Service for failing to publish mandatory investor disclosure documents before offering a packaged retail investment product.
HKMA Warns Public of Fraudulent Website Impersonating Interbank Clearing Platform
HKICL alerts public to fraudulent website impersonating legitimate payment platform seeking personal and banking data.
BaFin Fines Effecta GmbH for Failing to Disclose Key Investment Document to Retail Investors
BaFin fines Effecta GmbH for failing to disclose required key information documents to retail investors before offering packaged investment products.
Hong Kong SFC Revokes Licence of Former Keptain RO Over 10-Year Financial Statement Fraud
SFC revokes Ernest Chan's licence and bans him for 10 years for window dressing Keptain's financial returns.
Hong Kong Market Regulator Pursues Criminal Case Against Man for Defying Investigation Notices
Hong Kong SFC prosecutes man for noncompliance with market manipulation investigation notices; hearing adjourned to September 2026.
Hong Kong SFC Bars Former NUR Executive for Six Years Over US$75M Fictitious Transaction Scheme
SFC disqualifies former NUR executive for six years over US$75M fictitious fuel oil transaction scheme.
Hong Kong’s Exchange Fund Assets Surge to HK$3.69 Trillion as HKMA Releases July Data
HKMA reports Exchange Fund foreign assets reached HK$3.69 trillion in July 2026, up HK$13.8 billion monthly.